Proactive Consulting for Professionals Limited

Practical Guide to ISQC1 for Partners and Managers

This one day workshop has been designed to help participants implement the requirements of ISQC 1 at their own practice. The workshop will therefore focus on designing appropriate policies and procedures for small and medium sized audit firms and documenting them as required by ISQC 1. This will enable participants to ensure that their firms learn how to apply quality control procedures in a manner consistent with ISQC 1 and which will consequently meet the monitoring visit requirements of their professional body. The course will involve case study examples and is suitable for partners and also managers in small and medium sized audit firms.

The course will focus on the documentation of your firm’s policies and procedures and will cover:

  • Background to ISQC 1;
  • Leadership responsibilities for quality within the firm;
  • Ethical requirements;
  • Independence;
  • Accepting and continuing appointment as auditor;
  • Human resources;
  • Engagement performance;
  • Monitoring ;
  • How to undertake your firm’s ISQC 1 review; and
  • What to look for on cold audit file reviews.
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Proactive Consulting for Professionals Limited is a company registered in England and Wales.
Registered Office: 1 Grange Wood, Grammar School Lane, West Kirby, Wirral, CH48 8BU.
Company Registration Number: 03905318
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